MindMap Gallery Chapter 7 of the Consultation and Evaluation (2024) contains error-prone points (red letters)
Consulting Engineer 2024 Decision Analysis and Evaluation Chapter 7, including social evaluation content, The main methods of social assessment, the organization and implementation of social assessment and report preparation, social stability risk analysis, etc.
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Consultation and Evaluation Chapter 7 (2024)
Overview
1. The concept and characteristics of social evaluation
(1) The concept of social evaluation
(2) Characteristics of social evaluation
1Evaluate the macroscopic and long-term nature of the location
2 Diversity and complexity of evaluation goals
country, local, community
Combining macro and micro analysis
Multi-objective comprehensive evaluation method
3 Differences in evaluation criteria
It is difficult to use unified dimensions, indicators and standards;
More social factors are difficult to quantify
2. The purpose, role and scope of application of social evaluation
(1) The purpose of social evaluation
macro level
Meet people's basic social needs
Make full use of local resources, manpower, technology and knowledge to enhance local participation
Achieve stable, sustainable and coordinated economic and social development
Reduce or avoid social problems caused by project construction and operation, etc.
Promote fair and coordinated development among different regions, etc.
project level
Develop a mechanism and organizational model that can effectively accomplish project goals
Try to achieve a fair distribution of project benefits among different stakeholders in the project area
Predict potential risks and analyze countermeasures to reduce adverse social consequences and impacts to prevent or minimize the negative impact of projects on the social environment
Make recommendations for improvements to project designs needed to achieve various social goals
Through the use of participatory methods, we can enhance the effectiveness of people in project areas in project construction and management to maintain the sustainability of project effects, etc.
(2) The role of social evaluation
It is conducive to the coordination of economic development goals and social development goals, and prevents the pure pursuit of project economic benefits.
It is conducive to the coordination of interests in the area where the project is located, reducing social conflicts and disputes, and promoting social stability.
It is helpful to avoid or reduce social risks in project construction and operation, maintain the sustainable and healthy operation of the project, and improve investment efficiency.
(3) Scope of application of social evaluation
Not all projects are required to undergo social evaluation
The 2023 version of the feasibility study report preparation outline only emphasizes the social impact analysis in the project social assessment.
Systematic social evaluation should be conducted for projects with complex social factors, social impact on rescue, prominent social conflicts, greater social risks, and many social problems. These include projects that trigger large-scale resettlement and land acquisition, as well as projects with obvious social development goals.
3. Basic principles of social evaluation
Adhere to people-oriented
Content of social evaluation
1. Main work contents of social evaluation
(1) Social survey
Class A B C D
(2) Social analysis
1Social impact analysis
The impact of the project on the income and income distribution of local residents
Impact of the project on the living standards and living necessities of local residents
Impact of the project on employment of local residents
Impact of the project on different stakeholders in the region
Impact of the project on the interests of vulnerable groups in the area
Impact of the project on local infrastructure, social services and urbanization process
The impact of the project on local culture, education and health
Impact of the project on the customs, habits and religions of ethnic minorities in the area
The impact of the project on the cultural heritage of the region
2Social Mutability Analysis
Analyze and predict whether the project can be accepted by the local social environment and humanistic conditions. and the degree to which local governments and residents support the existence and development of the project.
(1) Analyze and predict the attitudes and participation levels of different stakeholders directly related to the project towards project construction and operation
(2) Analyze and predict the attitude of social organizations in the project area towards project construction and operation (local government, people)
(3) Analyze and predict whether the social environment and cultural conditions in the area where the project is located can adapt to the needs of project construction and development.
3Social risk analysis
Resettlement issues
Ethnic conflicts and religious issues
Support issues for vulnerable groups
Damage compensation issues
(3) Formulation of social management plans
benefit enhancement plan
Negative Impact Mitigation Plan
Stakeholder Engagement Plan
Social Monitoring and Evaluation Plan
Monitoring and evaluation procedures
Tracking, monitoring and evaluation indicator system
Monitoring plan
Emergency plan
Reporting system for social monitoring and evaluation
2. Different projects shorten the focus of social evaluation
(1) Focus on social evaluation in the early stage of the project
1Social evaluation at the project planning and project proposal stage
At this stage, a preliminary social assessment is conducted, which generally focuses on qualitative description and analysis.
If a project is foreseen to have a significant impact on the landscape, a detailed social assessment should be carried out
2Social evaluation at the project feasibility study (project application) stage
Use a combination of quantitative and qualitative analysis methods to demonstrate the feasibility of the project from a social perspective based on the project's engineering and technical solutions.
(2) Focus on social assessment during the project preparation stage
Further analyze and revise the evaluation conclusions completed in the previous stage
(3) Focus on social evaluation of the limestone stage site of the project
Analyze the impacts and related reactions that have already occurred, and predict future changes
(4) Focus on social evaluation during the project operation stage
It is to analyze the actual impacts, clarify the actual impacts and development trends caused by the project, and determine the true reaction of the affected groups to the project location.
The results of the evaluation can provide a reference for the decision-making and implementation of subsequent similar projects.
3. Analysis of vulnerable groups of special concern in social evaluation
Poor people, women, ethnic minorities and involuntary immigrants
4. Characteristics of social evaluation of projects in different industries
Main methods of social evaluation
1. Types of social evaluation methods
(1) Qualitative analysis and quantitative analysis
(2) General methods and special methods
General: comparative analysis method; literature survey, questionnaire survey, logical framework method
Specialized: stakeholder analysis methods, participatory methods
2. Stakeholder analysis method
Stakeholder analysis and implementation of the entire process of social evaluation
By identifying project stakeholders, determine the main targets of the social survey and collect stakeholders’ opinions and demands on the project.
Stakeholders are the main analysis objects in social impact analysis, social interoperability analysis, social risk analysis and social sustainability analysis.
Equal participation of different stakeholders in projects is one of the goals in formulating social management plans
Steps to Stakeholder Analysis
Identify stakeholders
Analyze the interest composition of stakeholders
Analyze the importance and influence of stakeholders
degree of rights and status
level of organization
control over strategic resources
Other informal influences
Rights relations with other stakeholders
Importance to project success
Develop key stakeholder engagement plan
3. Participatory Method
concept
participatory evaluation
participatory action
The necessity of applying participatory methods in social evaluation
Working steps of participatory social assessment
Applying the results of participatory social evaluation
Organization and implementation of social assessment and report preparation
1. Implementation subject of social assessment
2. Implementation steps of project evaluation location
Investigate social data
Identify social factors
Factors affecting human life and behavior
Factors affecting changes in social environment
Factors affecting social stability and development
social analysis
Develop social management plan
Prepare social assessment report
3. Preparation of social assessment report
Writing requirements
The basic data used is authentic and reliable
The choice of analysis method should be reasonable
The conclusion is clear, objective and credible
Report format should be standardized
Write content
It is still in its infancy and there is no standard format
Social Stability Risk Analysis
1. Scope of use of social stability risk assessment
For any major decision-making matters that are directly related to the vital interests of the people, involve a wide range of areas, and are likely to cause social stability problems, the party and government agencies must conduct social stability risk assessments when making decisions.
2. The relationship between social evaluation and social stability risk analysis and assessment
Correlation
Theoretical system thinking
The analysis method has always been
The work process and content are similar
difference
Differences in Social Analysis Perspectives
All based on social survey, social impact analysis and social risk analysis
The social impact analysis in social evaluation is relatively comprehensive, including positive impacts and negative impacts.
Social stability risk analysis, degree of negative impact
Differences in management functions
Social evaluation, no mandatory requirements
Social stability risk analysis and assessment system site supervision, placing more emphasis on social management functions
Differences in report writing
Social evaluation lacks clear regulations, its review procedures have not been customized, the evaluation content is relatively broad, and the indicator system is not standardized.
The social stability risk analysis (assessment) system is basically complete, the policy basis is relatively clear, the process is clear, and the corresponding indicator system is basically complete.
3. Main requirements and contents of social stability risk analysis
risk survey
Risk Identification
risk estimate
Formulation of risk prevention and resolution measures
Risk level judgment after implementing risk prevention measures
Risk analysis conclusion
4. Preparation of social stability risk analysis report (independent chapter)
Writing requirements
Based on national conditions and seeking truth from facts
For projects with simple background, very small external impact, and very low social stability risk, a simplified analysis can be conducted. For particularly major and sensitive projects, a separate social stability risk analysis report can be formed.
Write a content outline
Project Overview
Compilation basis
risk survey
Risk Identification
risk estimate
Risk prevention and mitigation measures
Risk level after taking risk prevention and mitigation measures
Risk analysis conclusion
5. Social Stability Risk Assessment
Assessment subject: designated by the people's government or other relevant departments where the project is located.
Assessment procedure
Location application of assessment results
If the project involves high or medium risks, the national investment authorities will not approve, approve or report the project.
Where there are low risks but reliable prevention and control measures are in place, they may be reviewed and approved or submitted to the higher-level competent authority for review, approval, and approval.
If there is no hope that the project risk will be reduced to an acceptable level, a clear proposal to terminate or abandon the project construction must be made.